Morgan Stanley Legal & Compliance Positions, USA

Tuesday, September 19, 2017 12:18 PM | Nakia Ruffin (Administrator)

Morgan Stanley has multiple legal and compliance positions around the country. Please see below. If interested you may apply here using the job number listed in parenthesis. 

Open Legal and Compliance Positions at Morgan Stanley:


Head of Bank Compliance Training (3093177)

Vice President

New York

 

Bank Marketing & Advertising Compliance Officer (3093944)

Vice President

New York

 

Mortgage Compliance Specialist Lead (3096182)

Vice President

New York

 

Bank Compliance Training Professional (3095988)

Director

New York

 

Mortgage Compliance Associate (3093983)

Associate

New York

 

Residential Mortgage Compliance Officer (3094791)

Vice President

Dallas

 

Infrastructure Compliance Coverage Professional (93097938)

Professional

New York

 

Wealth Management Compliance Operations Coverage (3090120)

Vice President

Baltimore

 

Recordkeeping Compliance Coverage Officer - Vice President (3085215)

Vice President

Baltimore

Global Legal and Compliance Data Governance Lead (3086399)

Vice President

New York

 

Compliance Risk Assessments - VP (3093425)

Vice President

New York

 

Executive Director, Legal and Compliance (3091895)

Executive Director

New York

 

Investment Management Regulatory Counsel (3091897)

Executive Director

New York

 

VP; Investment Management Compliance, Project Management (3091901)

Vice President

New York

 

VP: Compliance, Regulatory Developments/Policies and Procedures (3079347)

Vice President

New York

 

Compliance Control Group Professional (3093385)

Director

New York

 

Compliance Assessment Group Professional (3095839)

Professional

New York

 

Compliance Assessment Group Officer Volcker Testing (3079742)

Professional

New York

 

Administrative Assistant (3094870)

Administrative Assistant

New York

 

Operations Testing Professional (3085089)

Director

Baltimore

Institutional Securities Group Americas Compliance Professional (3082997)

Professional

Baltimore

 

Wealth Management Digital Compliance Officer (3079683)

Vice President

New York

  

WM Compliance- Equities Compliance Coverage (3082303)

Vice President

New York

 

Wealth Management Compliance Surveillance Data and Analytics/Business Analyst (3093289)

Director

New York

 

Wealth Management Compliance Targeted and Regulatory Assessments Professional (3091097)

Director

New York

 

Wealth Management Compliance Testing Quality Assurance Professional (3091094)

Director

New York

 

Wealth Management Compliance Branch Examiner (3088312)

Director

Baltimore

 

Wealth Management Compliance Operational Testing Professional (3090627)

Director

Baltimore

 

Wealth Management Compliance Regional Monitoring Officer (3088322)

Director

Baltimore

 

Wealth Management Regional Compliance Officer (3086224)

Director

Baltimore

 

Wealth Management Investment Advisory Attorney (3081500)

Executive Director

New York

 

 

Attorney for Lending Transactions (3083299)

Vice President

New York

 

Jr. Capital Markets Attorney (3097531)

Vice President

New York

 

Field Facing Attorney (3091903)

Vice President

New York

 

Coverage Lawyer for Investment Solutions (3094539)

Vice President

Purchase

 

NHREF/MSREF Coverage Attorney (3094660)

Executive Director

New York

 

Attorney - Retail Litigation (3092524)

Vice President

San Francisco

 

Early Dispute Resolution Attorney (3087355)

Director

Baltimore

 

Vice President: Enterprise Legal-Technology, IP&E-Commerce (3092664)

Vice President

New York

 

Regulatory Exams Group - VP (3086094)

Vice President

New York

Regulatory Relationship Manager (3094588)

Vice President

New York

Regulatory Response Group Professional (3094325)

Director

New York

Legal and Compliance Admin & Ops Project Officer (3092202)

Vice President

New York


Lead Quantitative Analyst - Legal and Compliance Division Quantitative Data Analytics Group (3096442)

Vice President

New York

 

Anti-Money Laundering Investigations Professional (3094984)

Professional

New York


Global Financial Crimes: Policies and Training Vice President (3087598)

Vice President

Baltimore

 

Global Financial Crimes: Testing Director (3085660)

Director

Baltimore

 

Global Financial Crimes: Risk Assessment Professional (3093825)

Professional

Baltimore

 

Head of Bank Compliance Training (3093177)

Vice President

New York

 

Bank Marketing & Advertising Compliance Officer (3093944)

Vice President

New York

 

Mortgage Compliance Specialist Lead (3096182)

Vice President

New York

 

Bank Compliance Training Professional (3095988)

Director

New York


Mortgage Compliance Associate (3093983)

Associate

New York

 

Residential Mortgage Compliance Officer (3094791)

Vice President

Dallas

 

Infrastructure Compliance Coverage Professional (93097938)

Professional

New York


Wealth Management Compliance Operations Coverage (3090120)

Vice President

Baltimore

 

Recordkeeping Compliance Coverage Officer - Vice President (3085215)

Vice President

Baltimore

 

Global Legal and Compliance Data Governance Lead (3086399)

Vice President

New York

 

Compliance Risk Assessments - VP (3093425)

Vice President

New York

Executive Director, Legal and Compliance (3091895)

Executive Director

New York

 

Investment Management Regulatory Counsel (3091897)

Executive Director

New York

 

VP; Investment Management Compliance, Project Management (3091901)

Vice President

New York

 

VP: Compliance, Regulatory Developments/Policies and Procedures (3079347)

Vice President

New York

 

Compliance Control Group Professional (3093385)

Director

New York

 

Compliance Assessment Group Professional (3095839)

Professional

New York

 

Compliance Assessment Group Officer Volcker Testing (3079742)

Professional

New York

 

Administrative Assistant (3094870)

Administrative Assistant

New York

 

Operations Testing Professional (3085089)

Director

Baltimore

 

Institutional Securities Group Americas Compliance Professional (3082997)

Professional

Baltimore

 

Wealth Management Digital Compliance Officer (3079683)

Vice President

New York

 

WM Compliance- Equities Compliance Coverage (3082303)

Vice President

New York

 

Wealth Management Compliance Surveillance Data and Analytics/Business Analyst (3093289)

Director

New York

 

Wealth Management Compliance Targeted and Regulatory Assessments Professional (3091097)

Director

New York

 

Wealth Management Compliance Testing Quality Assurance Professional (3091094)

Director

New York

 

 

Wealth Management Compliance Branch Examiner (3088312)

Director

Baltimore

 

Wealth Management Compliance Operational Testing Professional (3090627)

Director

Baltimore

 

Wealth Management Compliance Regional Monitoring Officer (3088322)

Director

Baltimore

 

Wealth Management Regional Compliance Officer (3086224)

Director

Baltimore

 

Wealth Management Investment Advisory Attorney (3081500)

Executive Director

New York

 

Attorney for Lending Transactions (3083299)

Vice President

New York

 

Jr. Capital Markets Attorney (3097531)

Vice President

New York

 

Field Facing Attorney (3091903)

Vice President

New York

 

Coverage Lawyer for Investment Solutions (3094539)

Vice President

Purchase

 

NHREF/MSREF Coverage Attorney (3094660)

Executive Director

New York

 

Attorney - Retail Litigation (3092524)

Vice President

San Francisco

 

Early Dispute Resolution Attorney (3087355)

Director

Baltimore


Vice President: Enterprise Legal-Technology, IP&E-Commerce (3092664)

Vice President

New York

 

Regulatory Exams Group - VP (3086094)

Vice President

New York

 

Regulatory Relationship Manager (3094588)

Vice President

New York

 

Regulatory Response Group Professional (3094325)

Director

New York

 

Legal and Compliance Admin & Ops Project Officer (3092202)

Vice President

New York

 

Lead Quantitative Analyst - Legal and Compliance Division Quantitative Data Analytics Group (3096442)

Vice President

New York

 

Anti-Money Laundering Investigations Professional (3094984)

Professional

New York

 

Global Financial Crimes: Policies and Training Vice President (3087598)

Vice President

Baltimore

 

Global Financial Crimes: Testing Director (3085660)

Director

Baltimore

 

Global Financial Crimes: Risk Assessment Professional (3093825)

Professional

Baltimore


Global Financial Crimes: AML Investigations Supervisor (3085575)


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